Spring 2011 issue of Horizons

General Topics

Key Compliance Dates for a 401(k) and Profit Sharing Plan

With A December 31 Year End

By Wayne Isaacs, CPA, JD, CEBS

The following is a summary of key compliance dates for a 401(k) and profit sharing plan that does not include employer securities for the period January 1 to December 31. While a quarter of the year has already passed, RubinBrown is publishing this listing to help its contacts and clients understand the tasks related to a plan year ended December 31, 2010. The information is intended to be used by individuals who perform plan administrator responsibilities for their company’s plans.

Raise Your Expectations

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